Standard Number: JR/T 0110-2014(JR/T0110-2014)
Chinese:证券公司客户资料管理规范
English:Code of Practice for the Management of Client Information of Securities Firms
Effective Date:2014-12-26
Standard Applicability:This standard specifies the principles, systems, processes, information systems and internal control requirements for securities companies to manage their client information. This standard applies to the management process of client information involved in the business operation of securities companies.
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